Service Detail:
Orchidseven provides professional system audit services to Trading facilities using CTCL/ IBT/ DMA / ATF facility. The audit covers various aspects of trading facility issued by SEBI and the Exchange from time to time.
We cover the following areas/aspects:
- Existing features and system parameters implemented in the trading system.
- Identify the adequacy of input, processing and output controls
- Identify the adequacy of the application security so that it commensurate to the size and nature of application.
- Event logging and system monitoring.
- User management.
- Password policy/standards
- Test of adherence to policies
- Network management and controls
- Change management and version controls.
- Backup systems and procedures
- Business continuity and disaster recovery plan
- Documentation for system processes
- Security features such as access control network firewalls and virus protection measures.
- Any other area/aspect which may be material for inclusion in the audit certificate and/or which may be specified by the Exchange from time to time.
Deliverables:
- System Audit report in format specified by the Exchange
- Audit of Multiple branches
- Network diagram assessment and certification
- SSL Certificate audit
- Compliance report
Orchidseven Audit reports for Trading systems are fully compliant by the provisions of Rules, Bye-Laws and Regulations of MCX Stock Exchange Limited.